Managing Contemporary UK Universities – Manager-academics and New Managerialism
Project director: Professor Rosemary Deem,
Graduate School of Education, University of Bristol
Project team members:
Professor Oliver Fulton (Dept of Educational Research, Lancaster
University, UK), Ms Sam Hillyard (School of Social Relations, Keele
University, UK), Dr Rachel Johnson (School of Education, Nottingham
University, UK), Professor Mike Reed (Dept of Behaviour in
Organisations, Lancaster University, UK), Professor Stephen Watson
(Principal, Henley Management College, UK)
Introduction
A multi-disciplinary
project entitled 'New Managerialism and the Management of UK
Universities' was conducted by a team of researchers based at Lancaster
University between October 1998 and November 2000. The study was funded
by the UK Economic and Social Research Council (grant no R000237661).
The project was designed to examine the extent to which 'New
Managerialism', a set of reforms of the management of publicly-funded
services popular with many western governments, was perceived to have
permeated the management of UK universities. The study also explored
the roles, practices, selection, learning and support of
manager-academics. The first phase of the study comprised focus group
discussions with learned societies from several disciplines where
respondents considered what was currently happening to the management
of universities. The second phase involved interviews with 135
manager-academics (from Head of Department to Vice Chancellor) and 29
senior administrators in 12 pre-1992 and post-1992 universities. The
interviews explored the backgrounds, current management practices and
perceptions of respondents. In phase 3, case studies of the cultures
and management of four universities enabled comparison of the views of
manager-academics with those of academics and support staff.
Background
The research explored
the extent to which 'New Managerialism' was perceived to have permeated
the management of UK universities. Management in UK universities has
already been the subject of research but relatively little
cross-institutional work exists (Middlehurst, 1993; Bargh, Bocock et
al., 2000). The imposition of 'New Managerialism' has been extensively
studied in public services from health (Ferlie, Ashburner et al., 1996)
to local government and schools (Exworthy and Halford, 1999a) but has
been little examined in higher education, except in Australia
(Marginson and Considine, 2001). The concept of 'New Managerialism'
informing our research project can be defined in relation to three
overlapping elements. First, as a
narrative of strategic change
which is constructed in order 'to persuade others towards certain
understandings and actions' (Barry and Elmes, 1997 p 433) in relation
to the established governance and management of public service
organisations. Second, as an emergent but
distinctive organisational form
that provides the administrative mechanisms and managerial processes
through which this theory of change will be realised. Third, as a
practical control technology
through which strategic policies and their organisational
instrumentation can be transformed into practices, techniques and
devices that challenge, or substantially modify, established systems of
'bureau-professionalism' (Clarke and Newman, 1997 pp 68-70).
In theory, 'New
Managerialism' constitutes an alternative model of governmental and
institutional order for higher education within the UK to that which
existed under the compromise between corporate bureaucracy and
professional association from the mid-1940's onwards (Smith and
Webster, 1997; Jary and Parker, 1998). The latter shaped the post WW2
development of British Higher Education by facilitating a viable
trade-off between managerial control and professional autonomy as
exemplified in the organisational logic and practice of 'professional
bureaucracy' (Mintzberg, 1979). This trade-off has been subject to a
number of changes in policy and state intervention in recent decades
(Henkel and Little, 1999; Kogan and Hanney, 2000). 'New Managerialism'
is seen as a new departure because it entails interrelated
organisational, managerial and cultural changes leading to a tightly
integrated regime of managerial discipline and control (Reed, 1995;
Reed, 1999) which is radically different from bureau-professionalism
(Hood, 1995; Clarke and Newman, 1997; Webb, 1999). Professionals are
subjected to a rigorous regime of external accountability in which
continuous monitoring and audit of performance and quality are dominant
(Kirkpatrick and Lucio, 1995; Power, 1997; Deem, 1998; Morgan and
Engwall, 1999).
The research also draws
upon recent analysis of the academic profession (Altbach, 1996; Enders
and Teichler, 1997; Enders, 2001b), particularly the changing
environment of academic work and cultures, and internal differentiation
within the profession. The changing external environment includes
"massification", resource constraint, the audit culture and
globalisation. Massification changes the relationship between
university teachers and students (Trow, 1974), may weaken the link
between teaching and research, reduce the academic profession's status
(Halsey, 1992) and lower morale (Fulton, 1996b; Enders, 2001a).
Resource constraints have led to lower per-student expenditure,
increased staff-student ratios, a relative decline in salaries and
conditions of work; and more fixed-term appointments. Audit cultures
are claimed by some to have encouraged 'deprofessionalisation' or
'proletarianisation' of the academic profession ((Halsey, 1992) and
routinisation of its labour process (Winter, 1995). However, others
suggest a more varied response from academic staff (Trowler, 1998) or
argue that British academics are engaged in 're-professionalisation',
re-articulating and strengthening core values around the centrality of
research and the value of teaching (Henkel, 2000). It is claimed that
global markets for knowledge encourage more entrepreneurialism in
universities (Clark, 1998). There is also a contention that university
research is now so central to global knowledge economies that highly
successful researchers have become "capitalists" whose market power
outweighs the capacity of their universities to manage them (Slaughter
and Leslie, 1997).
There is also
differentiation among academics (Fulton, 1998), with disciplines an
important factor (Clark, 1983; Clark, 1987; Becher, 1989). However,
professional values, like the balance of teaching and research and
views about institutional management/governance, appear constant across
disciplines (Fulton, 1998; Henkel, 2000). In the UK, differences in
working conditions persist between the pre-1992 and post-1992
institutions (Fulton, 1996b) but the unified national system has
reinforced pressures for convergence (Fulton, 1996c). The separation of
resources for teaching and research has increased scrutiny of the
performance of academics by managers (Fulton, 2001; Enders, 2001a). The
increasing complexity of academic work means that simple distinctions
between 'academic', 'administrative' and 'support' staff are blurring
(Cuthbert, 1996). Financial pressures have led to a shift in the
balance between permanent and temporary staff. There are also other
issues of inequity in the profession, including social origin and prior
educational experience (Halsey and Trow, 1971; Halsey, 1992), as well
as ethnic and gender inequalities. The latter have become highly
visible in salaries (Bett Report, 1999) and in management (Deem, 1998;
Deem, 1999).
Research Objectives
1.
The acquisition of new knowledge about how university academic managers
perceive and tell narratives about current and recent university
management and the development of theory about 'New Managerialism'
which is consistent with these perceptions and narratives. Data from all three phases of fieldwork addressed this objective.
2.
The illustration of management practices and mechanisms currently found in different UK higher education institutions. Phase 1 (focus groups), Phase 2 (interviews) and Phase 3 (case study) data were all relevant to this objective.
3.
The description and explanation of current organisational forms in four case-study higher education institutions.
Although this objective was primarily addressed in the case-study
phase, phase 2 interview data also proved relevant, as did university
web-sites.
4.
Using analysis of the data collected to improve our understanding of
the ways in which universities and their core activities may best be
organised and managed and making a contribution to future policy on the
selection and training of academic managers.
Phases 2 and 3 helped improve our understanding of university
management and organisation, including gaining the views of 'managed'
staff. We are seeking different ways of contributing to future policy
on selection and training/support of manager-academics.
Methods
The project was
organised in three phases. In Phase 1, 12 focus group discussions were
conducted with academics, manager-academics and administrators from UK
learned societies. We gathered respondents' perceptions about what was
happening to the management and running of UK higher education. We
included different disciplines because much research has noted the
centrality of disciplines to academic identity (Clark, 1987; Becher,
1989; Huber, 1990). We also explored views on 'New Managerialism' and
changes to the context of UK higher education, notions of collegiality
and accountability, and whether there was thought to be a glass ceiling
for women trying to move into senior manager-academic positions.
In Phase 2, we carried
out semi-structured interviews with a range of manager-academics from
Heads of Department (HoD), through Deans, up to Pro-Vice Chancellors
(PVCs) and Vice Chancellors (VCs), at 12 UK universities. Together with
phase 3 interviews of a similar range of people in a further four
universities, we conducted 135 interviews with manager-academics. The
term
manager-academic is preferred to the term
academic manager
in the original proposal, as the latter could refer to professional
administrators as well as academics holding management roles. We
interviewed 29 senior administrators so that we could explore whether
administrators and manager-academics saw themselves working for common
aims. We also wondered if administrators might be a source of New
Managerial influences on higher education. All interviews covered
careers and selection mechanisms, training and support for management
or administration, work and home-life balance, management practices and
routines, views about change, work anxieties and pleasures, attitudes
towards institutional management and organisation, recent developments
in the external context of UK higher education, and issues related to
management and gender processes. In choosing universities, we selected
a mix of pre-1992 and post-1992 universities in a range of locations,
with different academic emphases and sizes. We recognise the
limitations of interviews, which provide a snapshot of perceptions
rather than actual practice. Nevertheless, because we interviewed
manager-academics from HoDs to VCs, we could compare and contrast what
those at different levels said about institutional approaches to
management and organisation. Our sampling strategy included both women
and men respondents and a cross-section of subject disciplines. But our
interviewees may not necessarily be typical of all manager-academics in
UK universities.
In Phase 3 we made use
of phase 2 data to select a small number of institutions for more
detailed study. Our choice of four universities was based on size, type
(pre- or post-1992 institution), location, number of site(s) and
academic emphasis. We also chose universities where the current VC had
been in post for at least three years. We first conducted a similar
range of interviews with manager-academics and senior administrators as
in phase 2. We then collected and analysed documentation from each
institution (e.g. mission statements, operating statements, corporate
plans, published teaching reviews, annual reports). We also did on-site
observation (including attending meetings) and conducted interviews and
focus groups with a broad range of university employees, including
support staff and representatives of Student Unions.
Data analysis
We used a combination
of a relational-database (Filemaker-Pro) which allowed us to organise
and store extracts of data from focus groups, interviews, case study
interviews/observation and documentary analysis, and Nud•ist (which was
used for phase 2 interviews). We aimed for maximum discussion of
categorisation and organisation of data, and constantly reviewed
contrasting interpretations.
Results
1. University academic
managers' narratives about current and recent university management;
the further development of theory about 'New Managerialism' Our focus
group data suggested that respondents perceived the UK higher education
system to be not only much more managed and bureaucratic than
previously thought but also managed in a way consistent with ideas
about efficiency, performance monitoring, target-setting and
private-sector models of running organisations. A decline in trust and
discretion placed in academics was frequently mentioned. Significant
changes to the environment of universities perceived to encourage more
management were the massification of student intake, a decline in the
unit of resource for teaching and the rise of quality assessment for
teaching and research (globalisation was scarcely mentioned). People
talked of higher workloads and long hours, finance driving most
decisions, remote senior management teams and greater pressure for
accountability. There were widely-held perceptions that collegiality
was being replaced by more overt line-management. But some respondents
felt teaching and research quality assessment had increased teamwork,
which may illustrate Henkel's (2000) point about the reworking of
academic identities. We found, as noted in the literature on 'New
Managerialism', evidence of perceived attempts at strategic and
cultural change, of new organisational forms which supported this
(especially cost centres) and illustration of the control technologies
(such as performance review, appraisal and encouragement of
self-monitoring). Respondents referred also to the use of external
monitoring mechanisms such as RAE for internal management purposes too;
for example, moving non-research active academics into teaching-only
contracts.
In the second phase,
interviews with manager-academics and administrators in a cross-section
of different universities, we searched the accounts provided both for
common/dissimilar elements and perceptions/views related to 'New
Managerialism'. The majority of accounts were consistent with focus
group responses in identifying similar key external changes to the
environment of higher education, notably funding, massification,
research assessment and teaching quality review. Many interviewees were
relatively positive about the effects of change on their roles and
management practices. Respondents recounted their own career
trajectories, their route into management roles, and how work impacted
upon home life. They discussed the kinds of learning they had engaged
in and support received for their management roles, as well as
specifying what kinds of management approaches they thought effective
with academics. They also described the anxieties and pleasures of
their jobs, with paperwork, finance and staff personal problems often
sources of worry and (for manager-academics) research, nurturing
academic disciplines and student/staff success sources of enjoyment.
Many elements noted by Henkel (2000), Altbach (1996) and others about
academic identities - the continued importance of teaching, research,
and disciplines - were evident. Administrators enjoyed supporting the
work of academics. Almost all our manager-academic respondents tried to
retain research as a parallel strand of their work identity. Gender
processes were also found to be important in shaping careers, with
nearly two-thirds of all respondents believing that gender had affected
their own careers and that gender was relevant to management approaches
adopted by women and men (Deem, 1998; Deem and Johnson, 2000). The
notion that gender processes may be relevant to academic identities is
largely absent from previous studies, which have tended to treat gender
as a variable.
We noted three typical
but permeable routes into management for academics. The first was the
career track route (a minority of respondents, mostly in post-1992
universities), where an early career decision is taken to pursue a
management role. This group self-identified as managers. Motivations
for becoming a career-track manager included enjoying management,
exercising power and institutional politics, becoming dissatisfied with
teaching and research, and seeking a higher salary. The second route
was the reluctant-manager route, especially typical of HoDs in the
pre-1992 institutions, where such roles are usually temporary. Some had
been coerced and others feared that someone else might make a worse
head of department. But motivation came from seeing staff and students
succeed and obtaining good results in teaching or research assessment.
Finally there is what we have termed the 'good citizen' route, where an
individual chooses to take on a more senior management role (e.g. at
PVC level) often at quite a late career stage, in order to give
something back to their institutions. This last route may be declining,
as manager-academic roles occur earlier in careers.
We also examined our
interview and focus group data for perceptions of a move to a more
managerial culture in UK universities. We found it helpful to do this
using Ferlie
et al's four models of 'New Managerialism' (Ferlie, Ashburner
et al,
1996), arising out of their research on the health service. The models
are not mutually exclusive and also represent different historical
stages in the development of 'New Managerialism'. The efficiency model,
often best described as 'doing more with less' and backed up by funding
policies as well as by league tables as introduced to the NHS in the
late 1980s reforms, was perceived by almost all respondents as having
significantly permeated universities. The second model is one of
downsizing and decentralisation. There was no evidence of downsizing in
our study, although the sector is just now beginning to experience
this. There was evidence of some decentralisation. This included
devolved budgets and internal markets for space and other services, but
according to our respondents, devolution was only partially realised,
with budgetary autonomy over hiring new staff rare. The third model is
that of the learning organisation (Easterby-Smith, Burgoyne
et al,
1999), in which there is emphasis on cultural change, teamwork,
empowerment of employees and strategic scanning of the horizon.
Respondents in all three phases reported attempts at cultural change.
People in senior posts claimed to be engaged in strategic activity,
though recent research on the gap between Vice-Chancellors' claims to
do strategic work and their actual practice (Bargh, Bocock
et al,
2000) should be borne in mind. Teamwork was much mentioned in focus
groups and in phase 3, but less in phase 2. Empowerment was scarcely
mentioned. Indeed, some 'managed' staff felt that they were now held
more responsible for their own performance without additional support.
The final model, an endeavour to provide a new value-basis for public
services and greater involvement of service users in deciding what
should be provided (Ranson and Stewart, 1994), was not mentioned by any
respondent. This may be partly because, as Henkel (2000) and others
have shown, the old values of higher education are still strongly held
by academics.
The data collected has
allowed further development of a variant of New Managerial theory
placing particular emphasis on hybridisation (Reed, 1999). Unlike in
the NHS, where early reforms introduced radical organisational changes
and a new cadre of managers from outside health, in universities 'New
Managerialism' has developed within existing organisational units and
without significant recruitment of manager-academics from outside
education. Under half the administrators interviewed had private sector
experience of industry, mostly many years ago. There were almost no
manager-academics with recent industrial experience, although most in
the health field had experienced the NHS reforms.
The mechanisms
manager-academics use to get academics and support staff to perform at
the required level are subtle rather than crude (Reed, 1999). They
include encouraging self-regulation of research and teaching quality
(in relation to more explicit financial and performance criteria),
making changes to workload allocation and establishing informal
peer-scrutiny of performance. Nor had the manager-academics we
interviewed easily absorbed 'New Managerialism'. For each one who had,
we found three or four who felt uncomfortable about most of its
manifestations. Ambivalence about management in general, however, may
have implications for manager-academics' appreciation of the potential
for virtual universities and their capacity to assess and take risks.
For many 'managed' staff we spoke with, managerialism and management
were equivalents. Concerns were raised about manager-academics
over-using their authority or being poor managers, over-emphasis on
finance-led decisions and senior manager-academics becoming cut-off
from staff and students (Deem and Johnson, 2000).
2. Illustration of the
range of management practices and mechanisms currently found in UK
higher education institutions. Manager-academic respondents described
their lives as full of formal and informal meetings, from large formal
committees to one-to-one encounters, mountains of paperwork and email,
searching for new resources and most importantly, motivating and
persuading colleagues. Many saw themselves as change agents, yet few
reported sufficient time to think, reflect or plan. Competing
activities had to be constantly juggled, with spill-over into home
life. Many reported 60-70 hours per week spent mainly on management
rather than research (Deem and Hillyard, 2001). Long hours seem related
to four factors. The first is the extent to which academic autonomy
remains largely intact (Halsey, 1992; Altbach, 1996; Fulton, 1996b;
Henkel, 2000) despite changes to academic working conditions. Academic
work is creative, like other knowledge-work occupations (Blackler,
1995) and persuasion (or 'herding cats') is widely thought to be the
most workable approach. Management performance techniques varied from
meetings with individual staff and appraisal or invoking of a discourse
which says 'this is the real world and we have to survive in it', to
mentoring and holding staff meetings in which those failing to achieve
the required standards in teaching and research were exposed to peer
scrutiny. The setting of income and RAE score targets was widespread.
Some manager-academics described using performance-measurement
techniques for research to get academics who were unsuccessful in
research to 'choose' early retirement or teaching-only contracts.
Techniques for teaching performance mainly involved work-allocation
decisions unless, rarely, very poor performance required invoking
disciplinary procedures. Tensions between academics' teaching and their
involvement in research were often difficult for HoDs, who had to
resolve the implications of these tensions for students and quality
assessments.
The second factor
encouraging long hours is that there are few monetary or in-kind
rewards at the disposal of manager-academics. The reward for hard work
in universities, some of our phase 1 and 3 respondents claimed, is more
work. Almost all manager-academic respondents declared that carrots
work better than sticks in motivating academics, but there are, as the
Bett Report noted, few carrots available (Bett Report, 1999). Where
there are monetary rewards available, as some interviewees noted, these
are often for research, not teaching or administration. So persuasion
takes up a great deal of manager-academic time. The third factor is a
longstanding cultural emphasis on long hours in universities, although
traditionally these hours have been spent on research, not management.
We noted that some male respondents, particularly in senior posts,
believed that the job can only be done with long hours. Such views may
affect both the effectiveness of and the selection of
manager-academics. Finally, at the HoD and Dean level, respondents
reported little administrative support for their work and so had to
spend further time struggling with budget details and paperwork.
3. Current
organisational forms in UK universities. Both our case studies and
phase 2 interviews yielded considerable data about organisational
forms. The term
organisational forms
does not refer only to the ways in which academic activities are
grouped but also includes the organisational cultures of institutions
and how members of basic units relate to the whole. In multi-site
institutions, sites far away from the main site were often not
experienced as networked sites but as at best loosely-coupled (Orton
and Weick, 1990; Parker, 1992). Any organisational sense-making (Weick,
1995; Weick, 2000) which went on was often confined to particular sites
or units. Institutional loyalty appeared stronger amongst support staff
than others and was greatest at single-site institutions.
All institutions
studied had departments and/or schools and most had faculties. We
reached no firm conclusions about how important the precise mix was. To
assess this fully would necessitate a different study, combining
qualitative data from interviews or observation with detailed
quantitative data about institutional achievements and performance
indicators. There was some evidence of certain organisational changes
being fashionable; for example, merging smaller departments into
schools. But in phase 3, we found such changes were sometimes resisted
by the staff involved. All 16 universities had some form of devolved
resource model, with basic units as cost centres. Complete devolution
(including hiring of staff) was rare. Thus institutions could use
remote steering of policy whereby it could be declared that cost
centres made their own decisions, even though in practice some power
was retained by the centre.
Cultural variations
between institutions appeared stronger than we had expected.
Institutional history, perceived niche and mission, absolute size, the
extent of staff long-distance commuting, campus bases and the existence
of multi-sites were key factors. A number of post-1992 institutions but
fewer pre-1992 universities had invested heavily in management
development. We saw no indications of the isomorphism in universities
which some 'New Managerialism' theorists see being imposed on public
service organisations by funding mechanisms, consultants and
socialisation of new recruits (DiMaggio and Powell, 1991; Clarke and
Newman, 1997). In the case studies there were some sharp contrasts
between more optimistic stories of achievement and change told by
manager-academics, especially at senior levels, and the more
pessimistic accounts given by some support staff, Students Union
sabbaticals and ordinary academics. Though both recounted higher
workloads and more emphasis on responsibility for doing things, managed
staff and students talked of poor communication, failure of senior
management to listen, slow decision- making and absence of workable
policies. New technologies were seen as exacerbating the gap between
staff and senior manager-academics. Regular emails from senior
management were thought no substitute for personal contact. Many
managed staff felt that their institutions were very slow-moving,
describing them as dinosaurs or large elderly oil-tankers, and wished
for a clearer sense of direction from senior managers.
4. Using the research
data to improve our understanding of the ways in which universities may
best be organised and managed. Contributing to future policy on the
selection and training of academic managers. Although there was
considerable organisational variation among institutions, this was
mainly cultural rather than structural. New VCs may undertake
structural changes but it was perceived by others that the previous
structures gradually crept back. However, the selection processes used
for academics in management roles and the support of manager-academic
learning, once in post, emerged as important policy issues.
Selection and tenure of
manager-academics for their roles varied considerably across pre- and
post-1992 institutions. Whilst a formal appointment process was common
for all levels (often following external advert), in all but one
post-1992 university, a mix of colleague consultation (usually followed
by confirmation at senior level), and simply picking individuals
believed to have the relevant skills, was found in pre-1992
institutions. These patterns are not unrelated to tenure of office. In
the post-1992 sector, most management roles were permanent. Temporary
posts were more usual in the pre-1992 sector, although fixed-term posts
at PVC level were found in both pre-1992 and post-1992 universities.
Selection mechanisms are important because they determine who is
excluded as well as included. Informal selection mechanisms may exclude
some individuals with high potential. It was notable that the small
number of women in posts above HoD level in our study had mainly only
reached those posts quite late in their careers (especially in the
pre-1992 institutions), and thus were not always in a position to
proceed further (for example, to Vice Chancellorships). This needs
further investigation. We encountered only a tiny number of
manager-academics from black ethnic minority groups but this too may be
a group excluded by informal selection methods from holding management
posts.
The issue of temporary
and permanent management positions is important but complex. Permanent
posts have the advantage of willing incumbents, properly remunerated
for their work, who can build on their acquisition of skills and
knowledge and are not distracted by the need to pursue a parallel
career in research. However, permanent post-holders are not always
perceived by other staff as being very accountable. Furthermore,
permanent managers who do not move on to higher posts may gradually
become less effective. Temporary posts allow academics to try out
management; some initially reluctant recruits become enthusiastic later
and others return to their purely academic duties. Temporary
manager-academics were more likely to be perceived by colleagues as
remaining more accountable to staff. But temporary positions mean loss
of talent once the post ends, and at senior levels re-entry to academic
life can be difficult, especially in science subjects.
All manager-academics
would benefit from more support for, and recognition of, their own
learning. It is sometimes argued, by UK politicians and funding bodies
that manager-academics are poorly prepared for their roles. In phase 3,
some managed staff said academics did not make good managers. However,
whilst only about a third of our sample had received any significant
formal training for their role, most had engaged in important informal
learning along the lines of the processes described by Lave and Wenger
in their research about how occupational skills are passed on in
communities of practice (Lave and Wenger, 1991; Wenger, 1998). People
explained how early experiences of running courses or research groups
had helped them prepare for more onerous posts later. Individuals also
drew on the particular strengths, skills and knowledge involved in
their own disciplines as support for management roles. It was
noticeable that many of our sample consciously sought out informal
encounters where they could exchange information and experiences with
others in management roles, whether inside or outside their own
institution. A few learned societies also provided such opportunities.
There was little indication in several institutions of the existence of
appraisal of management performance. Few in our sample felt that they
received adequate feedback on their management roles. In addition, many
manager-academics felt overwhelmed by paperwork and email and felt that
their institutions did not have an effective management information
strategy in place.
Conclusion
The research data
suggests that whilst 'New Managerialism' has permeated UK universities,
it has, to a considerable extent, done so because of external pressures
(such as teaching quality and research assessment) and policy changes
(for example, expansion of student intakes). However, in the focus
groups and case studies, university staff not occupying management
roles maintained that universities were awash with managerialism. The
picture that research data reveal is indeed a complex one which
supports a view that old, established forms of university management
(for example, the appointment of HoDs) have been joined by newer
elements (e.g. devolved budgets, performance management), resulting in
hybridised forms of New Managerialism. Thus, in the focus groups and
institutional case studies, many respondents reported perceptions that
New Managerialism was rife, both in their own institutions and across
the UK higher education system as a whole. But in phase two, we noted
that the manager-academics interviewed did not necessarily explicitly
identify with New Managerialism, even where some of their reported
practices appeared to demonstrate that managerialist features were
present. Many manager-academics pointed out that the greater complexity
of the student intake to and the curriculum within universities, the
need to attract new resources to replace falling levels of public
funding, demands for greater accountability and the rise of the audit
culture for research, learning and teaching, meant that explicit use of
management was essential. Indeed, attempts to manage staff performance
and the use of targets for income generation and research/teaching
quality achievements were widely reported. At the same time,
self-government was often preferred to more overt line-management,
especially in the pre-1992 universities.
The term
manager-academic
covers a wide range of people working at the management level in higher
education institutions, and the role itself is a mix of a wide range of
skills and capacities, with the academic element still highly
prominent. Whilst some manager-academics encountered by the research
team were self-identified career-track managers in permanent posts,
others were reluctant managers in temporary positions, especially at
HoD levels. Only a minority of those questioned thought of themselves
mainly as managers, with others preferring to regard themselves as
academic leaders or facilitators. The selection procedures for
manager-academics are not uniform, and appointment on the basis of an
interview was mainly confined to the post-1992 universities. More
informal processes of selection may militate against women and minority
group members. Less than half the manager-academics interviewed had
been given special training for their roles, but all respondents
appeared to have engaged in significant informal learning about their
management responsibilities. A considerable number of interviewees
thought that gender processes had been relevant to their careers and
that gender affected how management roles were enacted, though gender
tended to equate to women and motherhood rather than to also include
elements of masculinity or parenting in general.
Managerial work in the
universities studied clearly involved many meetings and personal
negotiations (partly because of traditions of academic autonomy and the
creative nature of much academic work). Research and teaching were
difficult to sustain because of the pervasive nature of the meetings
culture. Manager-academics interviewed reported long hours of working,
difficulties in separating their work and home life, and paper as well
as email overload. At the same time, many enjoyed most aspects of their
work and almost all were enthusiastic about trying to bring about
change. Though different institutions experimented with variations of
organisational forms from large schools and faculties through to
smaller departments, there was little evidence that particular forms
were more successful than others. In the institutional case studies,
non-academic staff in particular (but academic staff too), often felt
great loyalty to their institutions but often thought them poorly
managed, with too little strategic direction and inadequate
communication. Since many HoDs had achieved their own positions through
a feeling that previous or potential HoDs were inadequate, the
accusations of poor management found in the case studies may be related
to the ambitions of non-managerial staff as well as to the actual
management of the institutions concerned.
UK universities have,
in common with similar institutions in a number of western countries,
undergone considerable change over the last two decades. This study has
enabled us to gain a more empirically informed understanding of how
those changes have affected the management and organisation of UK
universities, as well as to gauge the response of managed staff toward
current management practices. Elements of New Managerialism,
particularly the search for efficiency, devolution of responsibility to
lower levels of the organisation, and concern to bring about cultural
change, have permeated UK universities, partly introduced by external
pressures, funding policies and the audit culture. Our research
suggests that whilst manager-academics share some of the
characteristics of other managers in public service and even for-profit
organisations, the extent to which, except at very senior levels, they
are still personally engaged in the activities (research and teaching)
which they also manage, makes them somewhat distinctive. Policy reforms
to UK higher education are continuing, so it is important that all
higher education institutions pay attention to how they select and
support manager-academics. Furthermore, ways of managing universities
other than those permeated by New Managerialism could usefully be
explored in future research.
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